Matthew Kyle Sims

Current Employers

49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-03

TX RA
APPROVED

Since 2023-01-03

Branch Locations

3400 N Central Expy Unit 110, Richardson, TX 75080 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	04/2005	10/2019
Purshe Kaplan Sterling Investments	Albany	NY	10/2019	01/2024
Thrivent Advisor Network, Llc	Dallas	TX	06/2020	12/2022
49 Wealth Management Llc	Austin	TX	01/2023	Present
Oakwood Capital Securities, Inc.	Minneapolis	MN	01/2024	Present

04/2005 → 10/2019

Axa Advisors, Llc

New York, NY
10/2019 → 01/2024

Purshe Kaplan Sterling Investments

Albany, NY
06/2020 → 12/2022

Thrivent Advisor Network, Llc

Dallas, TX
01/2023 → Present

49 Wealth Management Llc

Austin, TX
01/2024 → Present

Oakwood Capital Securities, Inc.

Minneapolis, MN

Previous Registrations

2020-06-24 → 2022-12-31

Thrivent Advisor Network, Llc

Minneapolis, MN

Dallas, TX
2019-12-06 → 2020-07-02

Pks Advisory Services, Llc

Albany, NY
2005-06-13 → 2019-10-29

Equitable Advisors, Llc

Dallas, TX

Dallas, TX

Dallas, TX

Other Businesses

1. 49 Wealth Management, LLC; Investment-related: yes; 14555 Dallas Parkway, Suite 100-212, Dallas, TX 75254; an SEC RIA firm; Investment Adviser Representative; Financial Advisor servicing individual and small business clients since 01/2023; Approximately 90% of her time is for services as an investment advisor representative during business hours. 2. 49 Financial through Financial Independence Group; Non-Investment Related; 14555 Dallas Parkway, Suite 100-212, Dallas, TX 75254; Fixed Insurance Sales Agent since 11/2019;160 Hours per month during trading hours; 10 Hours per month outside trading hours. 3. Oakwood Capital Securities; Investment Related; 14555 Dallas Parkway, Suite 100-212, Dallas, TX 75254; Registered Representative; Sell of Registered Products consistent with Clients Overall Financial Plan; Start: 01/2024; 160 Hours per month during trading hours; 20 Hours per month outside trading hours. 4.) 25 Giving; Contractor; Not investment related; 3711 S Mopac Expy Ste 150 Austin TX 78746; Nonprofit consulting organization; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; Since 2025-05-29; 2 Hours per month/ 1 hour during trading hours: 2 Percent of total yearly compensation expected to be derived from the business; Contact person: Justin Lopez; Website address for the organization: 25giving.com.