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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-11
CA RA APPROVED 2023-02-17
  • TX RA
    APPROVED
    Since 2023-04-11
  • CA RA
    APPROVED
    Since 2023-02-17

Branch Locations

100 Spectrum Center Dr, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 11/2018 09/2021
Bank Of America, N.A. San Diego CA 11/2018 09/2021
Easyloop, Inc. San Diego CA 01/2018 11/2018
Buildwise, Inc. El Cajon CA 09/2016 01/2018
J & S Refrigeration, Inc. Soledad CA 11/2015 09/2016
Kure Clothing & Acessories, Llc. Seaside CA 01/2014 01/2017
Student Santee CA 01/2011 01/2018
Ameriprise Financial Services Llc Irvine CA 09/2021 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irvine CA 12/2022 Present
California State University, Dominguez Hills Carson CA 08/2017 08/2018
Devry Keller School Of Management San Diego CA 05/2022 02/2023
  • 11/2018 → 09/2021
    San Diego, CA
  • 11/2018 → 09/2021
    Bank Of America, N.A.
    San Diego, CA
  • 01/2018 → 11/2018
    Easyloop, Inc.
    San Diego, CA
  • 09/2016 → 01/2018
    Buildwise, Inc.
    El Cajon, CA
  • 11/2015 → 09/2016
    J & S Refrigeration, Inc.
    Soledad, CA
  • 01/2014 → 01/2017
    Kure Clothing & Acessories, Llc.
    Seaside, CA
  • 01/2011 → 01/2018
    Student
    Santee, CA
  • 09/2021 → 10/2022
    Irvine, CA
  • 12/2022 → Present
    Irvine, CA
  • 08/2017 → 08/2018
    California State University, Dominguez Hills
    Carson, CA
  • 05/2022 → 02/2023
    Devry Keller School Of Management
    San Diego, CA
Previous Registrations
Other Businesses

I*: 2158268 Entity Type: For Profit Name of OBA: Uber Eats Address: Irvine, CA 92602 Investment Related: No Position, Title, Association: authorized driver Employee Start Date: 01/2025 Number of Hours: 6 hours per week Number of Hours during trading: 0 Duties: Wife is an uber eats driver. I was designated as an authorized driver. As an authorized driver, I will be able to help her make deliveries 2-3 times a week in the evenings. All compensation will still be paid to her.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-14
  • S66 Uniform Combined State Law Examination
    2021-12-14
Other Names
  • Eliseo Lopez
  • Eli Lopez
  • Eliseo Lopez Ornelas

View on SEC IAPD

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