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Shane J Duckworth

Clearmind Capital

Columbus, OH

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Current Employers
Clearmind Capital

Columbus, OH • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-07-11
  • OH RA
    APPROVED
    Since 2025-07-11

Branch Locations

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brandon Mcintyre Columbus OH 05/2022 07/2025
Northwestern Mutual Investment Services Llc Columbus OH 05/2022 07/2025
Robert Roach Columbus OH 05/2022 07/2025
Roach Mcintyre And Associates Columbus OH 01/2022 05/2022
Jpmorgan Securities Llc Westerville OH 03/2021 10/2021
Duckworth Enterprises And Sc Wash And Tan Canal Winchester OH 07/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2022 07/2025
Clearmind Capital Llc Columbus OH 07/2025 Present
  • 05/2022 → 07/2025
    Brandon Mcintyre
    Columbus, OH
  • 05/2022 → 07/2025
    Northwestern Mutual Investment Services Llc
    Columbus, OH
  • 05/2022 → 07/2025
    Robert Roach
    Columbus, OH
  • 01/2022 → 05/2022
    Roach Mcintyre And Associates
    Columbus, OH
  • 03/2021 → 10/2021
    Jpmorgan Securities Llc
    Westerville, OH
  • 07/2015 → Present
    Duckworth Enterprises And Sc Wash And Tan
    Canal Winchester, OH
  • 07/2022 → 07/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2025 → Present
    Clearmind Capital Llc
    Columbus, OH
Other Businesses

1. Duckworth Enterprises and SC Wash and Tan, Not Investment-related, 60 Elm St, Canal Winchester, OH, USA, 43110, family business of laundromats and tanning salons, Start Date: 07/01/2015, 6 hrs per week, 0 trading hrs per week, Family business, Duties: assist with the management and maintenance duties of the property and company during non business hours and weekends. 2. Duckworth Enterprises and SC Wash and Tan, Not Investment-related, 60 Elm St, Canal Winchester, OH, USA, 43110, manager, Start Date: 07/01/2015, 6 hrs per week, 0 trading hrs per week, Family business for laundromats and tanning salons, Duties: Assist with property and business management and maintenance during non business hours and weekends.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-09
S63 Uniform Securities Agent State Law Examination 2021-06-16
  • S65 Uniform Investment Adviser Law Examination
    2025-07-09
  • S63 Uniform Securities Agent State Law Examination
    2021-06-16
Other Names
  • Shane Duckworth
  • Shane J Duckworth
  • Shane Jameson Duckworth
  • Shane J Duckworth

View on SEC IAPD

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