Tyler James Stoltze

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-06-29

IA RA
APPROVED

Since 2024-06-29

Branch Locations

633 1St Street, Sergeant Bluff, IA 51054 • United States

600 Grant Street Ste 304, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha Investor Services	Clive	IA	01/2022	Present
Mutual Of Omaha Insurance Company	Clive	IA	06/2021	Present
Buena Vista University	Storm Lake	IA	08/2017	05/2021
Sergeant Bluff Schools	Sergeant Bluff	IA	01/2012	05/2017

01/2022 → Present

Mutual Of Omaha Investor Services

Clive, IA
06/2021 → Present

Mutual Of Omaha Insurance Company

Clive, IA
08/2017 → 05/2021

Buena Vista University

Storm Lake, IA
01/2012 → 05/2017

Sergeant Bluff Schools

Sergeant Bluff, IA

Other Businesses

Insurance Agent - Start Date: 06/2021 - Non-investment Related - Insurance lines of business: Life, Health, and Annuities 2 - Hours/per week during trading hours: 40 Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1 hour per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-28
S63	Uniform Securities Agent State Law Examination	2023-09-05

S65 Uniform Investment Adviser Law Examination

2024-06-28
S63 Uniform Securities Agent State Law Examination

2023-09-05