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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-14
  • TX RA
    APPROVED
    Since 2021-12-14

Branch Locations

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Austin TX 04/2020 Present
Mml Investors Services, Llc Austin TX 04/2021 Present
Sydell Hotels Llc - The Line Austin Austin TX 02/2020 03/2020
Kriya Revgen Llc Grapevine TX 11/2017 01/2020
Houston Baptist University Houston TX 08/2015 11/2017
  • 04/2020 → Present
    Massmutual Life Insurance Co
    Austin, TX
  • 04/2021 → Present
    Austin, TX
  • 02/2020 → 03/2020
    Sydell Hotels Llc - The Line Austin
    Austin, TX
  • 11/2017 → 01/2020
    Kriya Revgen Llc
    Grapevine, TX
  • 08/2015 → 11/2017
    Houston Baptist University
    Houston, TX
Other Businesses

NAME: SARAH STACKPOLE INV REL: Y ADD: 807 LAS CIMAS PKWY, BLDG 2, SUITE 275 AUSTIN, TX 78746 NATURE: OTHER - ADMINISTRATIVE/CLERICAL DUTIES PART TIME FOR ASSET STRATEGIES GROUP POSITION: FINANCIAL ADVISOR START DATE: 04/01/2021 No. HR/MO: 80. No. HR/MO DURING SEC TRADING: 80. DESCRIBE DUTIES: APPROXIMATELY 20 HOURS PER WEEK WORKING FOR ASSET STRATEGIES GROUP ASSISTING IN ADMINISTRATIVE/CLERICAL DUTIES AND OPENING ACCOUNTS FOR ANOTHER ADVISOR (WILLIAM OLSEN)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2021-12-10

View on SEC IAPD

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