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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 04/2021 | 09/2023 |
| Hlb Transportation | Cedar Hill | TX | 03/2019 | 04/2021 |
| Cisco Systems | San Francisco | CA | 05/2017 | 03/2019 |
| Frontline Freight | Industry | CA | 05/2011 | 04/2017 |
| Charles Schwab & Co., Inc. | Westlake | TX | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-31 |
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