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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-24
NC RA APPROVED 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2026-08-24
  • NC RA
    APPROVED
    Since 2025-10-21

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 06/2023 10/2025
Bowling Green State University Bowling Green OH 08/2019 04/2023
North Western Mutual Toledo OH 05/2021 09/2021
Qdoba Mexican Eats Bowling Green OH 10/2020 05/2021
5Th Street Pub Perrysburg OH 08/2018 07/2019
Fitness 4 All Toledo OH 05/2020 07/2020
Perrysburg High School Perrysburg OH 08/2016 05/2019
Trinity Wealth Securities, Llc Charlotte NC 10/2023 10/2025
Raymond James & Associates Charlotte NC 10/2025 Present
  • 06/2023 → 10/2025
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 08/2019 → 04/2023
    Bowling Green State University
    Bowling Green, OH
  • 05/2021 → 09/2021
    North Western Mutual
    Toledo, OH
  • 10/2020 → 05/2021
    Qdoba Mexican Eats
    Bowling Green, OH
  • 08/2018 → 07/2019
    5Th Street Pub
    Perrysburg, OH
  • 05/2020 → 07/2020
    Fitness 4 All
    Toledo, OH
  • 08/2016 → 05/2019
    Perrysburg High School
    Perrysburg, OH
  • 10/2023 → 10/2025
    Trinity Wealth Securities, Llc
    Charlotte, NC
  • 10/2025 → Present
    Raymond James & Associates
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-21
S65 Uniform Investment Adviser Law Examination 2023-03-20
  • S63 Uniform Securities Agent State Law Examination
    2023-09-21
  • S65 Uniform Investment Adviser Law Examination
    2023-03-20
Other Names
  • Ryan C Rump
  • Ryan Rump

View on SEC IAPD

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