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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-14
  • TX RA
    APPROVED
    Since 2026-03-14

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

5936 W Park Blvd, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Fayetteville GA 01/2023 Present
Wells Fargo Bank, Na Fayetteville GA 01/2023 Present
State Farm Riverview FL 01/2022 01/2023
Northwestern Mutual Tampa FL 01/2021 01/2022
Dougherty Auto Group Tampa FL 01/2016 01/2021
  • 01/2023 → Present
    Fayetteville, GA
  • 01/2023 → Present
    Wells Fargo Bank, Na
    Fayetteville, GA
  • 01/2022 → 01/2023
    State Farm
    Riverview, FL
  • 01/2021 → 01/2022
    Northwestern Mutual
    Tampa, FL
  • 01/2016 → 01/2021
    Dougherty Auto Group
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-14
S63 Uniform Securities Agent State Law Examination 2023-05-16
  • S65 Uniform Investment Adviser Law Examination
    2026-03-14
  • S63 Uniform Securities Agent State Law Examination
    2023-05-16
Other Names
  • Michael Menden
  • Michael K Menden

View on SEC IAPD

More in Cumming, GA

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