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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-04-08 |
Branch Locations
1300 Sw 5Th Ave, Portland, OR 97201 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-17 |
| TX | RA | APPROVED | 2024-04-16 |
| WA | RA | APPROVED | 2024-04-16 |
Branch Locations
999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Bellevue | WA | 03/2021 | 10/2021 |
| Conover Insurance | Bellevue | WA | 03/2020 | 02/2021 |
| Highland Capital Brokerage | Seattle | WA | 11/2018 | 03/2020 |
| Unemployed | Mesa | AZ | 10/2017 | 10/2018 |
| Unemployed | Shanghai | 04/2017 | 10/2017 | |
| Unemployed | Kyoto | 07/2015 | 04/2017 | |
| Ameriprise Financial Services, Llc | Seattle | WA | 12/2021 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 06/2022 | 04/2024 |
| Bank Of America, N.A. | Bellevue | WA | 07/2022 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 04/2024 | Present |
| Wells Fargo Advisors Financial Network | Portland | OR | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-23 |
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