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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-07-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity National Title Insurance Company | New York | NY | 12/2015 | 07/2018 |
| Unemployed | Midlothian | VA | 07/2018 | 06/2021 |
| Lpl Financial Llc | Midlothian | VA | 06/2021 | Present |
| Colonial River Investments, Llc | Midlothian | VA | 08/2021 | 07/2023 |
1. 9/26/2023: Moore Financial Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 9/6/2023; 160hrs/mo.; 140hrs during trading. 2. 04/10/2026 - Rebecca Adams Hollis - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/26/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-13 |
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