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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-09 |
| NJ | RA | APPROVED | 2024-05-13 |
| NY | RA | APPROVED | 2021-12-21 |
| CT | RA | APPROVED | 2021-06-17 |
Branch Locations
1715 Black Rock Turnpike, Fairfield, CT 06828 • United States
1133 Westchester Ave, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank | Fairfield | CT | 05/2014 | 03/2021 |
| Td Bank N.A. | Stamford | CT | 03/2021 | Present |
| Td Private Client Wealth Llc | Stamford | CT | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-21 |
| S65 | Uniform Investment Adviser Law Examination | 2021-06-17 |
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