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Margaret Ann Pierattini

Rockefeller Capital Management

San Rafael, CA

San Francisco, CA

Rockefeller Financial LLC

San Rafael, CA

San Francisco, CA

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-03
TX RA APPROVED 2023-07-03
  • CA RA
    APPROVED
    Since 2023-07-03
  • TX RA
    APPROVED
    Since 2023-07-03

Branch Locations

San Rafael, CA • United States

Two Embarcadero Center, Suite 2320, San Francisco, CA 94111 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-05
TX RA APPROVED 2023-05-05
  • CA RA
    APPROVED
    Since 2023-05-05
  • TX RA
    APPROVED
    Since 2023-05-05

Branch Locations

San Rafael, CA • United States

Two Embarcadero Center Suite 2320, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. San Francisco CA 01/2016 05/2023
First Republic Securities Company, Llc San Francisco CA 01/2016 05/2023
Rockefeller Financial Llc San Francisco CA 05/2023 Present
  • 01/2016 → 05/2023
    First Republic Investment Management, Inc.
    San Francisco, CA
  • 01/2016 → 05/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 05/2023 → Present
    Rockefeller Financial Llc
    San Francisco, CA
Previous Registrations
  • 2016-01-26 → 2023-05-24
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
  • 2013-12-10 → 2016-03-04
    Tran Capital Management, L.P.
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-10
S63 Uniform Securities Agent State Law Examination 2012-08-28
  • S65 Uniform Investment Adviser Law Examination
    2013-12-10
  • S63 Uniform Securities Agent State Law Examination
    2012-08-28
Designations
Other Names
  • Margaret A. Reynolds
  • Margaret A. Reynolds
  • Margaret A. Pierattini

View on SEC IAPD

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