Elfrida Dauti

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-05-15

IL RA
APPROVED

Since 2026-05-15

Branch Locations

Norridge, IL • United States

615 Busse Highway, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bmo Harris Bank N.A	Wheeling	IL	11/2016	Present
Personal Time Taken To Care For Family.	Norridge	IL	09/2015	11/2016
Lpl Financial, Llc	Wheeling	IL	04/2021	Present

11/2016 → Present

Bmo Harris Bank N.A

Wheeling, IL
09/2015 → 11/2016

Personal Time Taken To Care For Family.

Norridge, IL
04/2021 → Present

Lpl Financial, Llc

Wheeling, IL

Other Businesses

1. 04/07/2021 - BMO HARRIS BANK/ FINANCIAL INSTITUTION DUTY/ INVESTMENT RELATED/ 100%/ WHEELING, IL 2. 4/16/2021 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 2/16/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Notary notary for the state of Illinois- Start Date - 03/02/2020 - 1 Hours Per Month/1 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-05-14
S63	Uniform Securities Agent State Law Examination	2021-05-26

S65 Uniform Investment Adviser Law Examination

2026-05-14
S63 Uniform Securities Agent State Law Examination

2021-05-26