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Current Employers
Onedigital

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-13
TX RA APPROVED 2026-01-13
  • NC RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED
    Since 2026-01-13

Branch Locations

11330 Vanstory Drive Ste 114A, Huntersville, NC 28078 • United States

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

8404 Everwood Avenue, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services Inc Montpelier VT 04/2021 10/2021
National Life Group Charlotte NC 06/2020 10/2021
Interpublic Group Of Companies (Ipg) Charlotee NC 02/2007 07/2020
Guardian Life Insurance Company Charlotte NC 11/2021 05/2024
Park Avenue Securities Charlotte NC 11/2021 05/2024
Osaic Wealth Inc Charlotte NC 05/2024 Present
Onedigital Investment Advisors Llc Overland Park KS 01/2026 Present
  • 04/2021 → 10/2021
    Montpelier, VT
  • 06/2020 → 10/2021
    National Life Group
    Charlotte, NC
  • 02/2007 → 07/2020
    Interpublic Group Of Companies (Ipg)
    Charlotee, NC
  • 11/2021 → 05/2024
    Guardian Life Insurance Company
    Charlotte, NC
  • 11/2021 → 05/2024
    Park Avenue Securities
    Charlotte, NC
  • 05/2024 → Present
    Osaic Wealth Inc
    Charlotte, NC
  • 01/2026 → Present
    Onedigital Investment Advisors Llc
    Overland Park, KS
Previous Registrations
Other Businesses

ONEDIGITAL INVESTMENT ADVISORS LLC; INVESTMENT RELATED; 11330 VANSTORY DRIVE STE 114A, HUNTERSVILLE NC 28078; INVESTMENT ADVISER REPRESENTATIVE; VP,WEALTH MANAGEMENT; 1/1/2026; 160 HRS/MO DEVOTED; 160 HRS/MO DEVOTED DURING TRADING; INVESTMET ADVISORY SERVICES __|__ INSURANCE BROKER; INVESTMENT RELATED; 11330 VANSTORY DRIVE, STE 114A; HUNTERSVILLE, NC 28078; AGENT; 6/1/2020; 10 HRS/MO DEVOTED; 10 HRS/MO DEVOTED DURING TRADING; RESEARCH AND RECOMMEND INSURANCE PRODUCT SOLUTIONS THAT BEST FIT CLIENTS NEEDS __|__ PIPER REAL ESTATE GROUP; NOT INVESTMENT RELATED; HUNTERSVILLE, NC 28078; LANDLORD; MANAGING MEMBER; 1/8/2026; 2 HRS/MO DEVOTED; 0 HRS/MO DEVOTED DURING TRADING; UNDER CONTRACT FOR AN OFFICE CONDO SPOUSE USES AS THE TENANT FOR A MED SPA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
  • S66 Uniform Combined State Law Examination
    2021-08-06
Other Names
  • Thomas O'COnnor
  • Thomas Oconnor
  • Tom O'COnnor

View on SEC IAPD

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