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Jonathan Rock

Knights Of Columbus Asset Advisors LLC

Frederick, MD

New Haven, CT

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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-05
MD RA APPROVED 2023-10-17
  • PA RA
    APPROVED
    Since 2025-11-05
  • MD RA
    APPROVED
    Since 2023-10-17

Branch Locations

Frederick, MD • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 04/2016 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 03/2021 Present
Other Businesses

Knights of Columbus Insurance- Non-investment- 1 Columbus Plaza New Haven Ct. 05610 Life Insurance Field Agent 4/1/2016 200 hours/month- 40 hours/week during trading hours Insurance/Fixed Annuity sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-17
  • S65 Uniform Investment Adviser Law Examination
    2023-10-17

View on SEC IAPD

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