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Adam Vaughan Tait

Ubs Financial Services Inc.

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-25
CA RA APPROVED 2021-08-16
  • NY RA
    APPROVED
    Since 2025-11-25
  • CA RA
    APPROVED
    Since 2021-08-16

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 03/2021 Present
Amazon Prime San Francisco CA 10/2020 02/2021
San Francisco Marriott Marquis San Francisco CA 07/2018 03/2021
Marriott International Walnut Creek CA 05/2017 06/2018
Marriott International San Francisco CA 09/2014 05/2017
  • 03/2021 → Present
    Ubs Financial Services Inc
    San Francisco, CA
  • 10/2020 → 02/2021
    Amazon Prime
    San Francisco, CA
  • 07/2018 → 03/2021
    San Francisco Marriott Marquis
    San Francisco, CA
  • 05/2017 → 06/2018
    Marriott International
    Walnut Creek, CA
  • 09/2014 → 05/2017
    Marriott International
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-14
  • S66 Uniform Combined State Law Examination
    2021-08-14

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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