Kevin Lee Stone

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-01-09

MD RA
APPROVED

Since 2023-01-09

Branch Locations

603 Bel Air Road, Bel Air, MD 21014 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Bel Air	MD	08/2022	Present
Wells Fargo Bank, Na	Bel Air	MD	07/2022	Present
United Heritage Credit Union	Round Rock	TX	02/2022	05/2022
Comerica Bank	Austin	TX	04/2021	02/2022
Unemployed	Aberdeen	MD	05/2022	07/2022
Unemployed	Havre De Grace	MD	07/2020	04/2021
M&T Bank	Edgewood	MD	04/2016	07/2020

08/2022 → Present

Wells Fargo Clearing Services, Llc

Bel Air, MD
07/2022 → Present

Wells Fargo Bank, Na

Bel Air, MD
02/2022 → 05/2022

United Heritage Credit Union

Round Rock, TX
04/2021 → 02/2022

Comerica Bank

Austin, TX
05/2022 → 07/2022

Unemployed

Aberdeen, MD
07/2020 → 04/2021

Unemployed

Havre De Grace, MD
04/2016 → 07/2020

M&T Bank

Edgewood, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-09
S63	Uniform Securities Agent State Law Examination	2022-10-27

S65 Uniform Investment Adviser Law Examination

2023-01-09
S63 Uniform Securities Agent State Law Examination

2022-10-27

Other Names

Kevin Stone

View on SEC IAPD

More in Bel Air, MD

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