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Corey Jay Gallahan

Karpus Investment Management

Pittsford, NY

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Current Employers
Karpus Investment Management

183 Sully'S Trail, Pittsford, NY 14534 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-19
NY RA APPROVED 2022-09-14
TX RA APPROVED 2022-09-14
  • FL RA
    APPROVED
    Since 2022-09-19
  • NY RA
    APPROVED
    Since 2022-09-14
  • TX RA
    APPROVED
    Since 2022-09-14

Branch Locations

183 Sully'S Trail, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sauberan & Co. Lockport NY 11/2012 03/2021
Facet Wealth Baltimore NY 03/2021 05/2021
Morgan Stanley Geneva NY 04/2021 08/2022
Karpus Investment Management New York NY 08/2022 Present
Previous Registrations
  • 2021-07-01 → 2022-09-08
    Geneva, NY
  • 2021-03-23 → 2021-05-25
    West Palm Beach, FL
    Rochester, NY
Other Businesses

Corey J. Gallahan, Non-investment related 212 S. Goodman St. Rochester, NY 14607 Rental Property Owner Start Date of 9/1/22 5 hours per month (0 hours during trading hours)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-12
  • S66 Uniform Combined State Law Examination
    2021-07-12
Designations
Other Names
  • Corey Gallahan
  • Corey J Gallahan

View on SEC IAPD

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