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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | El Dorado | KS | 03/2021 | Present |
| Seward County Community College | Liberal | KS | 01/2020 | 03/2021 |
| Seward County Community College | Liberal | KS | 04/2018 | 01/2020 |
| Seward County Community College | Liberal | KS | 04/2017 | 04/2018 |
| Seward County Community College | Liberal | KS | 09/2016 | 04/2017 |
| Seward County Community College | Liberal | KS | 08/2014 | 09/2016 |
1) 2/2022- Spencer Investment Group- Registered Admin - DBA for LPL Business (entity for LPL business)- inv. related- El Dorado, KS 2) 2/2022- SW Advisers- Registered Admin- DBA for LPL Business (entity for LPL business)- inv. related- El Dorado, KS 3) 04/12/2022 - IHT Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 03/10/2021 - 160 Hours Per Month/ 8 Hours During Securities - Time Spent 100% - I provide administrative support to IHT Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate and independent of LPL Financial. 4) 12/26/2025 - Butler Community College Foundation - Non-Profit Board Member - Board Member - Not Investment Related - El Dorado, KS - Start Date 01/01/2026 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-29 |
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