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Current Employers
Wealthfront Advisers Llc

261 Hamilton Ave., Palo Alto, CA 94301 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-15
  • CA RA
    APPROVED
    Since 2021-06-15

Branch Locations

261 Hamilton Ave., Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthfront Boston MA 03/2020 Present
Institutional Shareholder Services Boston MA 12/2017 03/2021
State Street Global Advisors Boston MA 10/2014 09/2016
Extended Travel Boston MA 09/2016 12/2017
  • 03/2020 → Present
    Wealthfront
    Boston, MA
  • 12/2017 → 03/2021
    Institutional Shareholder Services
    Boston, MA
  • 10/2014 → 09/2016
    State Street Global Advisors
    Boston, MA
  • 09/2016 → 12/2017
    Extended Travel
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-09
  • S66 Uniform Combined State Law Examination
    2021-06-09

View on SEC IAPD

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