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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-12-14
  • CO RA
    APPROVED
    Since 2022-12-14

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Fort Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 12/2017 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 04/2021 Present
The Feet Fort Collins CO 09/2016 04/2018
Qualfon Fort Collins CO 06/2015 09/2016
  • 12/2017 → Present
    Knights Of Columbus
    New Haven, CT
  • 04/2021 → Present
    New Haven, CT
  • 09/2016 → 04/2018
    The Feet
    Fort Collins, CO
  • 06/2015 → 09/2016
    Qualfon
    Fort Collins, CO
Other Businesses

Knights of Columbus Insurance Field Agent Non-Investment Related. Field Agent - Selling Life Insurance & Annuities, Long Term Care Insurance, and Disability Insurance. Started 12/2017. 80 hours monthly. New Haven, CT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-13
  • S65 Uniform Investment Adviser Law Examination
    2022-12-13

View on SEC IAPD

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