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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
CA RA APPROVED 2021-08-04
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • CA RA
    APPROVED
    Since 2021-08-04

Branch Locations

10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Los Angeles CA 03/2021 Present
Northern Trust Los Angeles CA 08/2018 03/2021
Sap Concur Bellevue WA 06/2017 08/2017
California Polytechnic State University San Luis Obispo CA 09/2014 06/2018
  • 03/2021 → Present
    Los Angeles, CA
  • 08/2018 → 03/2021
    Northern Trust
    Los Angeles, CA
  • 06/2017 → 08/2017
    Sap Concur
    Bellevue, WA
  • 09/2014 → 06/2018
    California Polytechnic State University
    San Luis Obispo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-29
  • S66 Uniform Combined State Law Examination
    2021-07-29

View on SEC IAPD

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