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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-01-09 |
Branch Locations
3000 Cahaba Village Plaza Suite 130, Mountain Brook, AL 35243 • United States
100 Church Street Suite 125B, Huntsville, AL 35801-4594 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Publix Pharmacy | Rome | GA | 04/2018 | 04/2019 |
| Cvs Pharmacy | Rome | GA | 05/2019 | 02/2021 |
| Berry College | Mount Berry | GA | 08/2018 | 05/2021 |
| River City Bank | Rome | GA | 01/2021 | 09/2021 |
| Cornerstone Wealth Advisory Group | North Charleston | SC | 09/2021 | 02/2022 |
| Fidelity Investments | Mount Pleasant | SC | 02/2022 | 04/2023 |
| Unemployed / Student | Rome | GA | 03/2012 | 03/2018 |
| River City Bank | Rome | GA | 04/2023 | 12/2024 |
| Lpl Financial Llc | Rome | GA | 04/2023 | 12/2024 |
| Charles Schwab & Co., Inc. | Huntsville | AL | 11/2024 | Present |
| Charles Schwab Bank, Ssb | Huntsville | AL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-28 |
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