Beau Garrett Obrien

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-08-31

CT RA
APPROVED

Since 2021-08-31

Branch Locations

9 Masons Island Road, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Finanical Group	Mystic	CT	03/2021	Present
Undertone	New York	NY	07/2019	02/2021
Intersection	New York	NY	04/2018	06/2019
Littlethings	New York	NY	02/2017	02/2018
Nbc Sport	Stamford	CT	09/2016	09/2018
Retirement, Life And Investment Radio Show	Ledyard	CT	08/2023	Present

03/2021 → Present

Independent Finanical Group

Mystic, CT
07/2019 → 02/2021

Undertone

New York, NY
04/2018 → 06/2019

Intersection

New York, NY
02/2017 → 02/2018

Littlethings

New York, NY
09/2016 → 09/2018

Nbc Sport

Stamford, CT
08/2023 → Present

Retirement, Life And Investment Radio Show

Ledyard, CT

Other Businesses

(1) O'BRIEN RETIREMENT INVESTMENT GROUP LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/17/2021 ADDRESS: 232 Greenmanville Avenue, Mystic CT 06355, United States DESCRIPTION: Registered Representative at DBA used for marketing purposes. (2) RETIREMENT, LIFE AND INVESTMENT RADIO SHOW POSITION: Volunteer NATURE: Public Speaking INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2023 ADDRESS: 758 Colonel Ledyard Hwy, Ledyard CT 06339, United States DESCRIPTION: Co-host of the Retirement, Life and Investment Show Since 2023. 1 hour/show spent on periodic basis, broadcast through Full Power Radio 94.9fm in Ledyard,CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-30

S66 Uniform Combined State Law Examination

2021-08-30

Designations

View on SEC IAPD