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Spencer Kingsley Osei

J.P. Morgan Securities LLC

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-27
TX RA APPROVED 2022-09-18
  • GA RA
    APPROVED
    Since 2022-09-27
  • TX RA
    APPROVED
    Since 2022-09-18

Branch Locations

3424 Peachtree Road Ne, 11Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 04/2021 07/2022
Top Dog Pawn Augusta GA 06/2015 12/2018
Statesboro Real Estate Stateboro GA 06/2018 08/2018
Georgia Southern University Statesboro GA 08/2015 07/2020
J. P. Morgan Securities Llc Atlanta GA 07/2022 Present
Jpmorgan Chase Bank N. A. Atlanta GA 07/2022 Present
Morgan Stanley Alphretta GA 04/2021 06/2022
Unemployed Marietta GA 08/2020 03/2021
Advantage Resourcing Statesboro GA 06/2018 06/2018
Unemployed Statesboro GA 07/2012 06/2018
  • 04/2021 → 07/2022
    E*Trade Securities Llc
    Alpharetta, GA
  • 06/2015 → 12/2018
    Top Dog Pawn
    Augusta, GA
  • 06/2018 → 08/2018
    Statesboro Real Estate
    Stateboro, GA
  • 08/2015 → 07/2020
    Georgia Southern University
    Statesboro, GA
  • 07/2022 → Present
    J. P. Morgan Securities Llc
    Atlanta, GA
  • 07/2022 → Present
    Jpmorgan Chase Bank N. A.
    Atlanta, GA
  • 04/2021 → 06/2022
    Morgan Stanley
    Alphretta, GA
  • 08/2020 → 03/2021
    Unemployed
    Marietta, GA
  • 06/2018 → 06/2018
    Advantage Resourcing
    Statesboro, GA
  • 07/2012 → 06/2018
    Unemployed
    Statesboro, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
S63 Uniform Securities Agent State Law Examination 2021-08-10
  • S66 Uniform Combined State Law Examination
    2022-09-09
  • S63 Uniform Securities Agent State Law Examination
    2021-08-10
Other Names
  • Spencer K Osei

View on SEC IAPD

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