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Alan Michael Kurt

Schwab Wealth Advisory, Inc.

Chicago, IL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-03
  • IL RA
    APPROVED
    Since 2026-06-03

Branch Locations

100 S. Wacker Dr Suite 220, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc Lake Bluff IL 01/2015 01/2022
J.P Morgan Securities Llc Chicago IL 01/2022 05/2026
Charles Schwab & Co., Inc. Chicago IL 05/2026 Present
Schwab Wealth Advisory, Inc Chicago IL 05/2026 Present
Previous Registrations
  • 2012-10-01 → 2026-05-17
    J.P. Morgan Securities Llc
    Westerville, OH
    Highland Park, IL
    Lake Bluff, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Glenview, IL
  • 2009-12-03 → 2012-10-01
    Chase Investment Services Corp.
    Highland Park, IL
    Deerfield, IL
  • 2007-06-22 → 2009-01-27
    Ubs Financial Services Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-21
  • S66 Uniform Combined State Law Examination
    2007-06-21
Designations

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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