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Nicholas A Chase

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Knoxville, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-11
TN RA APPROVED 2026-01-23
  • TX RA
    APPROVED
    Since 2026-02-11
  • TN RA
    APPROVED
    Since 2026-01-23

Branch Locations

550 W Main St, Knoxville, TN 37902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Knoxville TN 01/2024 11/2025
Jp Morgan Chase Bank, N.A. Knoxville TN 01/2024 11/2025
Bank Of America Knoxville TN 12/2021 12/2023
New York Life Knoxville TN 05/2021 11/2021
Regions Bank Knoxville TN 08/2018 04/2021
Planet Fitness Knoxville TN 01/2016 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farragut TN 11/2025 Present
Bank Of America, N.A. Farragut TN 01/2026 Present
  • 01/2024 → 11/2025
    J.P. Morgan Securities Llc
    Knoxville, TN
  • 01/2024 → 11/2025
    Jp Morgan Chase Bank, N.A.
    Knoxville, TN
  • 12/2021 → 12/2023
    Bank Of America
    Knoxville, TN
  • 05/2021 → 11/2021
    New York Life
    Knoxville, TN
  • 08/2018 → 04/2021
    Regions Bank
    Knoxville, TN
  • 01/2016 → 12/2018
    Planet Fitness
    Knoxville, TN
  • 11/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Farragut, TN
  • 01/2026 → Present
    Bank Of America, N.A.
    Farragut, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
S63 Uniform Securities Agent State Law Examination 2024-04-18
  • S66 Uniform Combined State Law Examination
    2026-01-23
  • S63 Uniform Securities Agent State Law Examination
    2024-04-18
Other Names
  • Nicholas Anthony Chase
  • Nicholas Chase

View on SEC IAPD

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Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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