Best Investors Account Sign in

Ying Sun

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-02
  • NC RA
    APPROVED
    Since 2022-05-02

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 12/2021 Present
Northwestern Mutual Huntersville NC 03/2021 10/2021
Wells Fargo Bank Charlotte NC 08/2019 02/2021
Homemaker Charlotte NC 12/2015 07/2019
  • 12/2021 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 03/2021 → 10/2021
    Northwestern Mutual
    Huntersville, NC
  • 08/2019 → 02/2021
    Wells Fargo Bank
    Charlotte, NC
  • 12/2015 → 07/2019
    Homemaker
    Charlotte, NC
Other Businesses

RENTAL PROPERTY, INVT RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START DATE 6/5/2024, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-02
  • S66 Uniform Combined State Law Examination
    2022-05-02

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor