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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
900 Salem Street, Smithfield, RI 02917-1243 • United States
East Greenwich, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Weekapaug Inn Restaurant Llc | Westerly | RI | 05/2013 | 10/2017 |
| Full-Time Education | Newport | RI | 09/2012 | 05/2017 |
| Unemployed | Westerly | RI | 11/2017 | 03/2018 |
| Sysco Corp | Halfmoon | NY | 04/2018 | 06/2018 |
| The Old Daley Inn Catering Company | Schenectady | NY | 07/2018 | 11/2018 |
| Weekapaug Inn Restaurant Llc And Ocean House Llc | Westerly | RI | 12/2018 | 01/2019 |
| Unemployed | Westerly | RI | 02/2019 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incororated | Lincoln | RI | 06/2019 | 04/2022 |
| Unemployed | Rumford | RI | 05/2022 | 05/2022 |
| Fidelity Investments | Smithfield | RI | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-26 |
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