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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-12-05
TX RA APPROVED 2025-12-05
  • RI RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED
    Since 2025-12-05

Branch Locations

900 Salem Street, Smithfield, RI 02917-1243 • United States

East Greenwich, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weekapaug Inn Restaurant Llc Westerly RI 05/2013 10/2017
Full-Time Education Newport RI 09/2012 05/2017
Unemployed Westerly RI 11/2017 03/2018
Sysco Corp Halfmoon NY 04/2018 06/2018
The Old Daley Inn Catering Company Schenectady NY 07/2018 11/2018
Weekapaug Inn Restaurant Llc And Ocean House Llc Westerly RI 12/2018 01/2019
Unemployed Westerly RI 02/2019 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incororated Lincoln RI 06/2019 04/2022
Unemployed Rumford RI 05/2022 05/2022
Fidelity Investments Smithfield RI 06/2022 Present
  • 05/2013 → 10/2017
    Weekapaug Inn Restaurant Llc
    Westerly, RI
  • 09/2012 → 05/2017
    Full-Time Education
    Newport, RI
  • 11/2017 → 03/2018
    Unemployed
    Westerly, RI
  • 04/2018 → 06/2018
    Sysco Corp
    Halfmoon, NY
  • 07/2018 → 11/2018
    The Old Daley Inn Catering Company
    Schenectady, NY
  • 12/2018 → 01/2019
    Weekapaug Inn Restaurant Llc And Ocean House Llc
    Westerly, RI
  • 02/2019 → 05/2019
    Unemployed
    Westerly, RI
  • 06/2019 → 04/2022
    Merrill Lynch, Pierce, Fenner & Smith Incororated
    Lincoln, RI
  • 05/2022 → 05/2022
    Unemployed
    Rumford, RI
  • 06/2022 → Present
    Fidelity Investments
    Smithfield, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-25
S63 Uniform Securities Agent State Law Examination 2022-07-26
  • S66 Uniform Combined State Law Examination
    2025-11-25
  • S63 Uniform Securities Agent State Law Examination
    2022-07-26

View on SEC IAPD

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