Alistair Dion Faghani

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-09-29

MD RA
APPROVED

Since 2021-09-29

Branch Locations

Bethesda, MD • United States

4800 Montgomery Ln Ste 620, Bethesda, MD 20814 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Bethesda	MD	03/2021	Present
Unemployed	Bethesda	MD	03/2020	03/2021
Equinox	Bethesda	MD	09/2018	03/2020
Spotluck	Bethesda	MD	01/2017	05/2017
Capital Teas	Bethesda	MD	12/2015	01/2017
University Of Maryland, College Park	College Park	MD	08/2015	05/2019

03/2021 → Present

Ameriprise Financial Services, Llc

Bethesda, MD
03/2020 → 03/2021

Unemployed

Bethesda, MD
09/2018 → 03/2020

Equinox

Bethesda, MD
01/2017 → 05/2017

Spotluck

Bethesda, MD
12/2015 → 01/2017

Capital Teas

Bethesda, MD
08/2015 → 05/2019

University Of Maryland, College Park

College Park, MD

Other Businesses

Outside Employment; Fudokan; Part time martial arts instructor - teaching the martial art of kendo to children and adults; ; 5100 Edgemoor Ln, , Bethesda, MD, 20814; Not Investment-Related; 08/01/2021; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-29

S66 Uniform Combined State Law Examination

2021-09-29