Best Investors Account Sign in

Alina G Lloyd

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-30
CA RA APPROVED 2018-06-20
  • TX RA
    APPROVED_RES
    Since 2023-10-30
  • CA RA
    APPROVED
    Since 2018-06-20

Branch Locations

3075 Hansen Way Pbig - Palo Alto Wealth Ctr, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Palo Alto CA 05/2014 11/2016
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2016 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 06/2018 Present
Bank Of America, N.A. Palo Alto CA 07/2018 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; SAN FRANCISCO, CA; OWNER; START: 10/15/16; 1 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-01
S63 Uniform Securities Agent State Law Examination 2005-08-08
  • S65 Uniform Investment Adviser Law Examination
    2014-10-01
  • S63 Uniform Securities Agent State Law Examination
    2005-08-08
Other Names
  • Alina Gavrilova
  • Alina G Gavrilova
  • Alina G Lloyd
  • Alina Lloyd

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
CITIGROUP GLOBAL MARKETS INC.
DCVC
DCVC BIO
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
WAVERLEY CAPITAL MANAGEMENT, LLC
LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN
SIRMA M TZOUTZOVA
LARYSA P SMYKOVSKAYA
CARL WONG
ALISON JONES
AAYUSH KUMAR
JEFFREY MARKS
MARIE WREAKS

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor