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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-11
TX RA APPROVED 2023-09-11
  • NJ RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED
    Since 2023-09-11

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Summit NJ 07/2023 Present
Jpmorgan Securities Llc Summit NJ 07/2023 Present
Jpmorgan Chase Bank, Na Summit NJ 06/2022 08/2022
Millennium Management Boston MA 08/2021 11/2021
Trap Rock Restaurant & Brewery Berkeley Heights NJ 05/2021 08/2021
Seventy2 Capital Bethesda MD 02/2021 04/2021
Bonji Bowls Gillette NJ 02/2018 04/2019
George Washington University Washington DC 08/2019 05/2023
Unemployed Stirling NJ 06/2023 06/2023
Unemployed Stirling NJ 07/2013 01/2018
Unemployed Stirling NJ 05/2019 07/2019
  • 07/2023 → Present
    Jpmorgan Chase Bank, Na
    Summit, NJ
  • 07/2023 → Present
    Jpmorgan Securities Llc
    Summit, NJ
  • 06/2022 → 08/2022
    Jpmorgan Chase Bank, Na
    Summit, NJ
  • 08/2021 → 11/2021
    Millennium Management
    Boston, MA
  • 05/2021 → 08/2021
    Trap Rock Restaurant & Brewery
    Berkeley Heights, NJ
  • 02/2021 → 04/2021
    Seventy2 Capital
    Bethesda, MD
  • 02/2018 → 04/2019
    Bonji Bowls
    Gillette, NJ
  • 08/2019 → 05/2023
    George Washington University
    Washington, DC
  • 06/2023 → 06/2023
    Unemployed
    Stirling, NJ
  • 07/2013 → 01/2018
    Unemployed
    Stirling, NJ
  • 05/2019 → 07/2019
    Unemployed
    Stirling, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-10
  • S66 Uniform Combined State Law Examination
    2023-09-10
Other Names
  • Sophia Gallant
  • Sophia Ring Gallant

View on SEC IAPD

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