Daniel Ethan Lichtblau

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-08-23

MN RA
APPROVED

Since 2023-08-23

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Golden Valley	MN	02/2021	08/2023
Kaskaid Hospitality	Eden Prairie	MN	09/2010	03/2020
Unemployed Due To Covid	Golden Valley	MN	03/2020	03/2021
Mml Investors Services, Llc	Plymouth	MN	08/2023	Present
Massmutual Life Insurance Company	Plymouth	MN	08/2023	Present

02/2021 → 08/2023

Lpl Financial Llc

Golden Valley, MN
09/2010 → 03/2020

Kaskaid Hospitality

Eden Prairie, MN
03/2020 → 03/2021

Unemployed Due To Covid

Golden Valley, MN
08/2023 → Present

Mml Investors Services, Llc

Plymouth, MN
08/2023 → Present

Massmutual Life Insurance Company

Plymouth, MN

Previous Registrations

2023-01-10 → 2023-08-28

Lpl Financial Llc

Golden Valley, MN

Golden Valley, MN

New York, NY

Other Businesses

(1)Name: Peaceful Passing for Pets Inv rel: Y Add: At Residential Address Nature: Board Service Position: Board Member Start date: 07/01/2023 No.HR/MO: 2 No. HR/MO dur trading: 0 Describe duties: Liaison for advisory board. Assisting with marketing and events. (2)Name: Romin INCE DBA Cinemascore Inv rel: N Add: At Residential Address Nature: Market Research for Movie Theatres Position: Pollster Start date: 01/01/2011 No. HR/MO: 6 No. HR/MO dur trading: 1 Describe duties: Market research and conducting polling.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-11

S66 Uniform Combined State Law Examination

2022-07-11

View on SEC IAPD