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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-23
  • CA RA
    APPROVED
    Since 2022-02-23

Branch Locations

21103 Newport Coast Dr, Newport Beach, CA 92657 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

16531 Bolsa Chica St, Huntington Beach, CA 92649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Irvine CA 09/2021 Present
Trilogy Financial Huntington Beach CA 02/2021 09/2021
Wells Fargo Newport Beach CA 07/2019 02/2021
Starbucks Cerritos CA 07/2017 07/2019
University Of California, Irvine Irvine CA 09/2017 03/2021
Cantwell Sacred Heart Of Mary Montebello CA 08/2013 06/2017
  • 09/2021 → Present
    Irvine, CA
  • 02/2021 → 09/2021
    Trilogy Financial
    Huntington Beach, CA
  • 07/2019 → 02/2021
    Wells Fargo
    Newport Beach, CA
  • 07/2017 → 07/2019
    Starbucks
    Cerritos, CA
  • 09/2017 → 03/2021
    University Of California, Irvine
    Irvine, CA
  • 08/2013 → 06/2017
    Cantwell Sacred Heart Of Mary
    Montebello, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-15
  • S66 Uniform Combined State Law Examination
    2022-02-15
Designations

View on SEC IAPD

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