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Haleh Aryan

LPl Enterprise, LLC

Irvine, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Irvine CA 02/2021 11/2024
Unemployed Mission Viejo CA 01/2021 Present
Rainbow Financial Group Palm Desert CA 01/2018 12/2020
Asurea Mission Viejo CA 01/2015 12/2017
Prudential Insurance Company Of America Irvine CA 07/2021 Present
Lpl Enterprise, Llc Irvine CA 11/2024 Present
  • 02/2021 → 11/2024
    Pruco Securities, Llc.
    Irvine, CA
  • 01/2021 → Present
    Unemployed
    Mission Viejo, CA
  • 01/2018 → 12/2020
    Rainbow Financial Group
    Palm Desert, CA
  • 01/2015 → 12/2017
    Asurea
    Mission Viejo, CA
  • 07/2021 → Present
    Prudential Insurance Company Of America
    Irvine, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Irvine, CA
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-07
  • S66 Uniform Combined State Law Examination
    2021-07-07

View on SEC IAPD

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