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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-22
  • CA RA
    APPROVED
    Since 2024-10-22

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 02/2021 09/2024
Kiehl's, Macy's (Herald Square) New York NY 10/2020 02/2021
Grownyc New York NY 06/2020 12/2020
Lancôme, Macy's (Herald Square) New York NY 01/2019 03/2019
Christian Dior, Macy's (Herald Square) New York NY 10/2017 08/2018
Baruch College New York NY 01/2018 06/2020
Borough Of Manhattan Community College New York NY 01/2015 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 09/2024 Present
Bank Of America, N.A. Los Angeles CA 11/2024 Present
  • 02/2021 → 09/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 10/2020 → 02/2021
    Kiehl's, Macy's (Herald Square)
    New York, NY
  • 06/2020 → 12/2020
    Grownyc
    New York, NY
  • 01/2019 → 03/2019
    Lancôme, Macy's (Herald Square)
    New York, NY
  • 10/2017 → 08/2018
    Christian Dior, Macy's (Herald Square)
    New York, NY
  • 01/2018 → 06/2020
    Baruch College
    New York, NY
  • 01/2015 → 07/2017
    Borough Of Manhattan Community College
    New York, NY
  • 09/2024 → Present
    Los Angeles, CA
  • 11/2024 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-08
S63 Uniform Securities Agent State Law Examination 2021-04-01
  • S66 Uniform Combined State Law Examination
    2022-06-08
  • S63 Uniform Securities Agent State Law Examination
    2021-04-01
Other Names
  • Joyce Wang

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