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Simi Valley, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rexnord | Simi Valley | CA | 01/2009 | 04/2021 |
| The Butterfield Group | Simi Valley | CA | 02/2021 | Present |
the name of the other business - Paragon Engineering Group; whether the business is investment-related - No; the address of the other business - 2346 Royal Ave Unit 6, Simi Valley, CA 93065; the nature of the other business - engineering services; your position - owner; title, or relationship with the other business - none; the start date of your relationship - 10/2021; the approximate number of hours/month you devote to the other business - 40; the number of hours you devote to the other business during securities trading hours - 10; and briefly describe your duties relating to the other business - general management and business development
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-22 |
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