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Current Employers
The Butterfield Group Llc

Simi Valley, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-26
  • CA RA
    APPROVED
    Since 2021-05-26

Branch Locations

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rexnord Simi Valley CA 01/2009 04/2021
The Butterfield Group Simi Valley CA 02/2021 Present
  • 01/2009 → 04/2021
    Rexnord
    Simi Valley, CA
  • 02/2021 → Present
    The Butterfield Group
    Simi Valley, CA
Other Businesses

the name of the other business - Paragon Engineering Group; whether the business is investment-related - No; the address of the other business - 2346 Royal Ave Unit 6, Simi Valley, CA 93065; the nature of the other business - engineering services; your position - owner; title, or relationship with the other business - none; the start date of your relationship - 10/2021; the approximate number of hours/month you devote to the other business - 40; the number of hours you devote to the other business during securities trading hours - 10; and briefly describe your duties relating to the other business - general management and business development

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-22
  • S65 Uniform Investment Adviser Law Examination
    2021-01-22
Designations

View on SEC IAPD

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