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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-05
TX RA APPROVED 2024-06-05
  • CA RA
    APPROVED
    Since 2024-06-05
  • TX RA
    APPROVED
    Since 2024-06-05

Branch Locations

San Diego, CA • United States

4707 Executive Dr, Ste 250, San Diego, CA 92121 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla CA 02/2021 06/2024
Unemployed La Jolla CA 08/2020 02/2021
Mantra Yoga, Inc. Carlsbad CA 01/2018 08/2020
Unemployed La Jolla CA 06/2017 12/2017
Georgia Institute Of Technology Atlanta GA 08/2013 05/2017
Bank Of America, N.A. La Jolla CA 02/2022 06/2024
Lpl Financial Llc San Diego CA 06/2024 Present
  • 02/2021 → 06/2024
    La Jolla, CA
  • 08/2020 → 02/2021
    Unemployed
    La Jolla, CA
  • 01/2018 → 08/2020
    Mantra Yoga, Inc.
    Carlsbad, CA
  • 06/2017 → 12/2017
    Unemployed
    La Jolla, CA
  • 08/2013 → 05/2017
    Georgia Institute Of Technology
    Atlanta, GA
  • 02/2022 → 06/2024
    Bank Of America, N.A.
    La Jolla, CA
  • 06/2024 → Present
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-11
  • S66 Uniform Combined State Law Examination
    2022-04-11

View on SEC IAPD

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