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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| FL | RA | APPROVED | 2023-09-05 |
Branch Locations
4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Temple Terrace | FL | 10/2014 | Present |
| E*Trade Capital Management Llc | Temple Terrace | FL | 11/2014 | Present |
| Morgan Stanley | Temple Terrace | FL | 03/2023 | Present |
| Morgan Stanley | Temple Terrace | FL | 09/2023 | Present |
| Morgan Stanley | Temple Terrace | FL | 09/2023 | Present |
*548250 - Her Things LLC; Investment related Yes; Plant City, Florida; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2020 ; During business hours: 0; After business hours: 15; Administrative, Customer Service, Sales/Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-31 |
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