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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-11-20 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Mobile | AL | 12/2020 | 08/2022 |
| Nylife Securities Llc | Mobile | AL | 12/2021 | 08/2022 |
| Mississippi State University | Starkville | MS | 06/2019 | 12/2020 |
| University Of Arkansas At Little Rock | Little Rock | AR | 06/2018 | 05/2019 |
| Meridian Community College | Meridian | MS | 06/2016 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Mobile | AL | 09/2022 | 11/2023 |
| Wells Fargo Bank, Na | Mobile | AL | 09/2022 | 11/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-18 |
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