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Tony Hao-Yi Chang

Rockefeller Capital Management

Palo Alto, CA

Rockefeller Financial LLC

Los Angeles, CA

Palo Alto, CA

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-11
TX RA APPROVED 2025-08-11
  • CA RA
    APPROVED
    Since 2025-08-11
  • TX RA
    APPROVED
    Since 2025-08-11

Branch Locations

845 Page Mill Road, Floor 2, Palo Alto, CA 94304 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-20
CA RA APPROVED 2021-12-24
  • TX RA
    APPROVED
    Since 2023-01-20
  • CA RA
    APPROVED
    Since 2021-12-24

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

845 Page Mill Road, Floor 2, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller & Co Mountain View CA 11/2019 12/2025
Financial Clarity Inc. Mountain View CA 10/2014 10/2019
Rockefeller Capital Management Mountain View CA 08/2025 12/2025
Rockefeller Financial Llc Los Altos CA 12/2025 Present
Rockefeller Capital Management Los Altos CA 12/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-24
  • S66 Uniform Combined State Law Examination
    2021-12-24

View on SEC IAPD

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