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John Garrett Klee

Allworth Financial, L.P.

Folsom, CA

Rochester, NY

High Falls Advisors, Inc.

Rochester, NY

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-31
  • NY RA
    APPROVED
    Since 2026-08-31

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

180 S Clinton Ave Suite 300, Rochester, NY 14604 • United States

High Falls Advisors, Inc.

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-04
  • NY RA
    APPROVED
    Since 2026-05-04

Branch Locations

180 South Clinton Ave Suite 300, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell K Schwartzbeck Pittsford NY 02/2021 06/2021
Parkleigh Enterprises Inc Rochester NY 09/2014 01/2021
Russell Schwartzbeck Pittsford NY 07/2021 09/2021
Seneca Financial Advisors Llc Rochester NY 02/2022 10/2024
Seneca Financial Advisors Llc Rochester NY 10/2024 09/2025
Haroun Education Ventures Hillsborough CA 05/2020 08/2026
Sfg Wealth Management Of Northwestern Mutual Pittsford NY 02/2021 09/2021
High Falls Advisors, Inc. Rochester NY 09/2025 08/2026
Allworth Financial, L.P. Rochester NY 08/2026 Present
  • 02/2021 → 06/2021
    Russell K Schwartzbeck
    Pittsford, NY
  • 09/2014 → 01/2021
    Parkleigh Enterprises Inc
    Rochester, NY
  • 07/2021 → 09/2021
    Russell Schwartzbeck
    Pittsford, NY
  • 02/2022 → 10/2024
    Seneca Financial Advisors Llc
    Rochester, NY
  • 10/2024 → 09/2025
    Seneca Financial Advisors Llc
    Rochester, NY
  • 05/2020 → 08/2026
    Haroun Education Ventures
    Hillsborough, CA
  • 02/2021 → 09/2021
    Sfg Wealth Management Of Northwestern Mutual
    Pittsford, NY
  • 09/2025 → 08/2026
    High Falls Advisors, Inc.
    Rochester, NY
  • 08/2026 → Present
    Allworth Financial, L.P.
    Rochester, NY
Previous Registrations
Designations
Other Names
  • John Garrett Klee

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
MONETA VENTURES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
MATHEWS CAPITAL MANAGEMENT

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Katie Louise Latour
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ERIKA PANDY
JOEL PATRICK DUCORE
GREGORY CURTIS JUNG
JAIME ELIZABETH BARRETTA
DWAINE HAROLD BAASCH

Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
WELLS FARGO CLEARING SERVICES, LLC · FOLSOM, CA

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