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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-05
TX RA APPROVED 2022-01-05
  • IL RA
    APPROVED
    Since 2022-01-05
  • TX RA
    APPROVED
    Since 2022-01-05

Branch Locations

Frisco, TX • United States

1020 Milwaukee Ave. Ste. 325, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Deerfield IL 02/2021 12/2021
Corptax Inc Buffalo Grove IL 09/2005 02/2021
Cambridge Investment Research, Inc. Fairfield IA 01/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2022 Present
Previous Registrations
Other Businesses

1) REN & ASSOCIATES TAX SERVICES INC, 403 FARRINGTON DR LINCOLNSHIRE IL, 10/2014, OWNER, TAX FILING, NIR, 4 HR/MONTH 4 HR/MONTH TRADING 2) REN & ASSOCIATES, 1020 MILWAUKEE AVE SUITE 325 DEERFIELD IL 60015, 01/2013, DBA, INV REL, 160 HR/MONTH 160 HR/MONTH TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE 4) SUSAN GUO INDEPENDENT INSURANCE AGENT, 1020 MILWAUKEE AVE SUITE 325 DEERFIELD IL 60015, 05/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/MONTH 2 HR/MONTH TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-15
  • S66 Uniform Combined State Law Examination
    2021-10-15
Other Names
  • Shuping Guo

View on SEC IAPD

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