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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-03-08
  • OK RA
    APPROVED
    Since 2021-03-08

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

1019 Waterwood Pkwy, Suite E, Edmond, OK 73034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Asset Advisors Llc New Haven CT 01/2021 Present
Knights Of Columbus Insurance New Haven CT 03/2018 Present
Ch Robinson Oklahoma City OK 09/2014 02/2018
Other Businesses

Knights of Columbus Insurance - Not investment-related One Columbus Plaza New Haven, CT 06510 Insurance Field Agent - Start Date 03/01/2018 - 80hrs per month Insurance Sales - Set appointments with clients and potential clients, advise clients on amounts and types of insurance pertinant to their needs, motivate them to take action to address any gaps in coverage.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-08
  • S65 Uniform Investment Adviser Law Examination
    2021-03-08

View on SEC IAPD

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