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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-05-25
  • KS RA
    APPROVED
    Since 2021-05-25

Branch Locations

1700 S Bower Dr, Wichita, KS 67230 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 08/2015 Present
Knights Of Columbus Asset Advisors New Haven CT 02/2021 Present
  • 08/2015 → Present
    Knights Of Columbus Insurance
    New Haven, CT
  • 02/2021 → Present
    Knights Of Columbus Asset Advisors
    New Haven, CT
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance Start date: 08/2015, 80 hours a month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-19
  • S65 Uniform Investment Adviser Law Examination
    2021-03-19
Other Names
  • Tim Voegeli

View on SEC IAPD

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