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Current Employers
Mainstay Capital

Lakeland, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
FL RA APPROVED 2021-06-17
  • TX RA
    APPROVED
    Since 2024-03-19
  • FL RA
    APPROVED
    Since 2021-06-17

Branch Locations

Lakeland, FL • United States

Origin Investment Advisory Llc

Sarasota, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-25
  • FL RA
    APPROVED
    Since 2022-11-25

Branch Locations

Sarasota, FL • United States

Middleburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainstay Capital Llc Lakeland FL 10/2020 Present
Us Navy Jacksonville FL 06/2013 07/2022
Origin Financial Boston MA 11/2022 Present
  • 10/2020 → Present
    Mainstay Capital Llc
    Lakeland, FL
  • 06/2013 → 07/2022
    Us Navy
    Jacksonville, FL
  • 11/2022 → Present
    Origin Financial
    Boston, MA
Other Businesses

Name: Origin Financial Investment Related: Yes Address: 5915 Valentino Way Lakeland, FL 33812 Nature: Finance Position: Financial Advisor Title: Financial Advisor Relationship with other business: None Start Date: Nov 2022 Hours/month: 60 Hours /day during securities trading hours: 4 Duties: Meeting with clients to discuss general financial planning topics.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-15
  • S65 Uniform Investment Adviser Law Examination
    2024-04-15
Designations

View on SEC IAPD

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