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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-03-10 |
| TX | RA | APPROVED | 2021-11-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fort Worth | TX | 09/2012 | 09/2016 |
| Lpl Financial Llc | Arlington | TX | 09/2016 | Present |
| Western Wealth Management, Llc | Fort Worth | TX | 09/2016 | 11/2021 |
1. 9/13/2016: Western Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Related - Started 09/12/2016 - 80 Hours Per Month/6 Hours During Securities Trading - Time Spent 40%. 2. 9/10/2019 - Brightstar Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/10/2018 - 30 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-31 |
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