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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

14 Walsh Drive Suite 100, Parsippany, NJ 07054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 04/2021 08/2023
Minnesota Life Insurance Company St. Paul MN 04/2021 08/2023
Allied Wealth Partners Parsippany NJ 04/2021 Present
Securian Financial Services Inc St. Paul MN 02/2021 04/2021
Allied Wealth Partners Parsippany NJ 02/2021 04/2021
Cultivera Hackensack NJ 07/2019 01/2021
Unemployed New City NY 03/2019 07/2019
Thinkful New City NY 09/2018 03/2019
Green Therapeutics Las Vegas NV 07/2016 08/2018
Cetera Wealth Services, Llc Paramus NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 04/2021 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 04/2021 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 04/2021 → Present
    Allied Wealth Partners
    Parsippany, NJ
  • 02/2021 → 04/2021
    Securian Financial Services Inc
    St. Paul, MN
  • 02/2021 → 04/2021
    Allied Wealth Partners
    Parsippany, NJ
  • 07/2019 → 01/2021
    Cultivera
    Hackensack, NJ
  • 03/2019 → 07/2019
    Unemployed
    New City, NY
  • 09/2018 → 03/2019
    Thinkful
    New City, NY
  • 07/2016 → 08/2018
    Green Therapeutics
    Las Vegas, NV
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Paramus, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-06-02 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    Paramus, NJ
    Parsippany, NJ
    St. Paul, MN
Other Businesses

AWP FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/05/2021 ADDRESS: 14 Walsh Dr, #100, Parsippany NJ 07054, United States DESCRIPTION: Fixed insurance sales through outside carriers approved by Allied Wealth Partners.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-23
  • S66 Uniform Combined State Law Examination
    2021-04-23

View on SEC IAPD

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