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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-10-04 |
| MS | RA | APPROVED | 2023-04-04 |
| TX | RA | APPROVED_RES | 2023-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Meridian Community College | Meridian | MS | 10/2015 | 09/2016 |
| Sacred Heart Catholic | Joliet | IL | 11/2016 | 06/2022 |
| Sodexo Magic | Chicago | IL | 08/2017 | 01/2018 |
| St John Baptist Church | Meridian | MS | 10/2015 | 09/2016 |
| Corecap Advisors | Chicago | IL | 02/2021 | 11/2021 |
| Corecap Investments, Llc | Westchester | IL | 09/2021 | 12/2021 |
| Johnson Funeral Home | Chicago | IL | 02/2020 | 03/2021 |
| Blue Nebula Consulting | Chicago | IL | 02/2020 | 03/2021 |
| Massmutual Life Insurance Co | Meridian | MS | 07/2021 | Present |
| Mml Investors Services, Llc | Meridian | MS | 07/2022 | Present |
| University Of Chicago | Chicago | IL | 09/2016 | 08/2017 |
(1) NAME: Big Von Marketing INV REL: N ADD: 108 64th Ave, Meridian, MS 39307 NATURE: Marketing consulting for small business and entrepreneurs POSITION: President/Executive Director START DATE: 02/06/2024 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 4 DESCRIBE DUTIES: I create marketing solutions, manage social media engagement and direct marketing activities for small businesses entrepreneurs (2) NAME: HEARTLAND FINANCIAL GROUP INV REL: Y ADD: 1600 NE CORONADO DR, BLUE SPRINGS, MO 64014 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER, START DATE: 09/09/2024 NO. HR/MO: 25, NO. HR/MO DURING SEC TRADING: 25, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, AND FIXED ANNUITIES (3) NAME: SECURITY NATIONAL LIFE INSURANCE, INV REL: Y, ADD: 2501 4th STREET, SUITE D, MERIDIAN, MS 39301, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 07/25/2026, NO. HR/MO: 15, NO. HR/MO DURING SEC TRADING: 3, DUTIES: LIFE, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-01-25 |
| S65 | Uniform Investment Adviser Law Examination | 2021-01-04 |
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