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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-15
NY RA APPROVED 2025-10-13
  • NJ RA
    APPROVED
    Since 2025-10-15
  • NY RA
    APPROVED
    Since 2025-10-13

Branch Locations

485 Us Highway 1 South Bldg C Suite 120, Iselin, NJ 08830 • United States

1430 Broadway Suite 700, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services New York NY 02/2021 Present
Akc Canine Retreat New York NY 09/2017 03/2020
The Spot Experience New York NY 06/2013 09/2017
Unemployed Brooklyn NY 03/2020 02/2021
Cetera Investment Advisers Llc New York NY 10/2025 Present
  • 02/2021 → Present
    Cetera Investment Services
    New York, NY
  • 09/2017 → 03/2020
    Akc Canine Retreat
    New York, NY
  • 06/2013 → 09/2017
    The Spot Experience
    New York, NY
  • 03/2020 → 02/2021
    Unemployed
    Brooklyn, NY
  • 10/2025 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-11
S63 Uniform Securities Agent State Law Examination 2023-04-29
  • S65 Uniform Investment Adviser Law Examination
    2025-10-11
  • S63 Uniform Securities Agent State Law Examination
    2023-04-29

View on SEC IAPD

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